James O'donoghue, financial advisor Portsmouth NH
83 score

James O'donoghue

CRD Number: 3092644
Current Firm: Compass Rose Private Investment Management

James O'donoghue (CRD# 3092644) is an Investment Advisor Representative working at Compass Rose Private Investment Management in Portsmouth, NH and has over 19 years of experience in the finance industry.

Similar Advisors
Nichole Raftopoulos, financial advisor Portsmouth NH
Nichole D. Raftopoulos
CRD# 2685964
Commonwealth Financial Network
Similar Advisors
Steven Stanganelli, financial advisor Portsmouth NH
Steven J. Stanganelli
CRD# 3217444
Clear View Wealth Advisors, LLC
Similar Advisors
Rachael Bator, financial advisor Portsmouth NH
Rachael E. Bator
CRD# 5785132
Lake Street Advisors, LLC
Company Name Location Dates Years
Compass Rose Investments, LLC Portsmouth, NH Jun 2011 - Current 6
Wells Fargo Advisors Financial Network LLC Portsmouth, NH Jun 2011 - Current 6
Wells Fargo Advisors Danvers, MA Oct 2003 - Jun 2011 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1998
S65 NASAA Investment Advisors Law Examination Jan 2004
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for James M. O'donoghue
Phone Number: 603-319-8211
Registered State(s):
  • CA
  • NH
  • FL
  • ME
  • MA
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from James O'donoghue and other advisors.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.