Katy Carr, financial advisor Portsmouth NH
93 score

Katy Carr

CRD Number: 4494146
Current Firm: Charter Oak Capital Management

Katy Carr (CRD# 4494146) is an Investment Advisor Representative working at Charter Oak Capital Management in Portsmouth, NH and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Purshe Kaplan Sterling Investments Albany, NY Jul 2016 - Current < 1
Charter Oak Capital Management Portsmouth, NH May 2016 - Current < 1
Raymond James Financial Services, Inc. York, ME May 2013 - May 2016 3
Raymond James Financial Services Advisors Inc. York, ME May 2013 - May 2016 3
Wells Fargo Advisors LLC Portsmouth, NH May 2009 - May 2013 4
Wachovia Securities, LLC Portsmouth, NH Jan 2008 - May 2009 1
A.g. Edwards Portsmouth, ME Jan 2001 - Jan 2008 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2002
Contact Info for Katy M. Carr
Phone Number: 800-646-5720
Registered State(s):
  • ME
  • NH
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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