Nathaniel Hathorn, financial advisor Portsmouth NH
90 score

Nathaniel Hathorn

CRD Number: 6207334
Current Firm: Morgan Stanley

Nathaniel Hathorn (CRD# 6207334) is an Investment Advisor Representative working at Morgan Stanley in Portsmouth, NH and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Jun 2017 - Current 1
Morgan Stanley Portsmouth, NH May 2017 - Current 1
The Prudential Insurance Company Of America Bedford, NH Oct 2014 - May 2017 2
Pruco Securities, LLC Bedford, NH Oct 2014 - May 2017 2
J.p. Morgan Securities LLC Boston, MA Jul 2014 - Aug 2014 < 1
Jpmorgan Chase Bank Na Boston, MA Jun 2014 - Aug 2014 < 1
Prudential Portsmouth, NH Apr 2013 - Jun 2014 1
Unemployed Hanover/exeter/beijing/durham, NH Jul 2012 - Apr 2013 < 1
Top English Beijing, Sep 2011 - Jul 2012 < 1
Unemployed Durham, NH Mar 2011 - Sep 2011 < 1
Anianet.com N/a, CA Dec 2010 - Mar 2011 < 1
Gianthello.com Los Angeles, CA Sep 2010 - Mar 2011 < 1
Relaxzen Beverages, Inc. Los Angeles, CA Sep 2010 - Mar 2011 < 1
Unemployed Durham, NH Jan 2003 - Sep 2010 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2013
S66 NASAA Uniform Combined State Law Examination Feb 2014
Contact Info for Nathaniel R. Hathorn
Phone Number: 914-225-5510
Registered State(s):
  • NH
By the Numbers
  • Total Assets Under Management
    598,503
    MILLIONS
  • Total Number of Accounts
    1,610,240
    ACCOUNTS
  • Average Account Value
    $371,685
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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