R Nee, financial advisor Portsmouth NH
58 score

R Nee

CRD Number: 1799853
Current Firm: Raymond James Financial Services Advisors, Inc.

R Nee (CRD# 1799853) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Portsmouth, NH and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Steward Partners Investment Advisory, LLC Portsmouth, NH Jan 2016 - Current < 1
Steward Partners Global Advisory Portsmouth, NH Nov 2015 - Current 1
Raymond James Financial Services Portsmouth, NH Nov 2015 - Current 1
Raymond James Financial Services Advisors Inc. Portsmouth, NH Nov 2015 - Current 1
Oppenheimer & Co Portsmouth, NH Jul 2008 - Nov 2015 7
Morgan Stanley & Company, Incorporated Portsmouth, NH Apr 2007 - Jun 2008 1
Morgan Stanley Dw, Inc. Portsmouth, NH May 2005 - Apr 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1992
S65 NASAA Investment Advisors Law Examination Jan 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for R C. Nee
Phone Number: 727-567-5877
Registered State(s):
  • NH
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
58

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