Daniel PlisCRD Number: 1316128
Current Firm: Pnc Investments
Daniel Plis (CRD# 1316128) is an Investment Advisor Representative working at Pnc Investments in Portsmouth, OH and has over 24 years of experience in the finance industry.
Wells Fargo Advisors Financial Network, LLC
Creative Financial Solutions, LLC
Lpl Financial LLC
|Pnc Investments||Louisville, KY||Nov 2014 - Current||2|
|Unemployed||Buffalo, NY||Aug 2014 - Nov 2014||< 1|
|Lpl Financial||Charlotte, NC||Aug 2010 - Aug 2014||4|
|First Niagara Securities||Buffalo, NY||Aug 2010 - Aug 2014||4|
|M&t Securities||Buffalo, NY||Jan 2008 - Aug 2010||2|
|Hsbc Securities (usa) Inc.||New York City, NY||Jan 2005 - Jan 2008||3|
|Hsbc Brokerage (usa) Inc.||Buffalo, NY||Jan 1998 - Jan 2008||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1993|
|S66||NASAA Uniform Combined State Law Examination||Apr 2010|
Total Assets Under Management11,195MILLIONS
Total Number of Accounts78,826ACCOUNTS
Average Account Value$142,023
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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