Mamie Liu, financial advisor Woodbine MD

Mamie Liu

CRD Number: 5285060
Current Firm: Advocate Investing Services

Mamie Liu (CRD# 5285060) is an Investment Advisor Representative working at Advocate Investing Services in Woodbine, MD and has over 16 years of experience in the finance industry. Mamie Liu has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Advocate Investing Services Woodbine, MD Aug 2016 - Current 7
Lpl Financial LLC Gaithersburg, MD Jul 2010 - Current 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2007
S65 NASAA Investment Advisors Law Examination Sep 2009
Contact Info for Mamie Y. Liu
Phone Number: 240-403-0039
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    130
    MILLIONS
  • Total Number of Accounts
    310
    ACCOUNTS
  • Average Account Value
    $418,320
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Other
Types of Clients
Registered States

DC, FL, MD, TX, VA

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