Eric Johnson, financial advisor Poughkeepsie NY
93 score

Eric Johnson

CRD Number: 5545450
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Eric Johnson (CRD# 5545450) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Poughkeepsie, NY and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Poughkeepsie, NY Aug 2012 - Current 4
Merrill Lynch, Pierce, Fenner & Smith Incorporated Poughkeepsie, NY Jun 2012 - Current 4
Various Insurance Carriers For W & R Insurance Agencies Milford, CT Sep 2009 - Jun 2012 2
Waddell & Reed, Inc. Hamden, CT May 2009 - Jun 2012 3
Unemployed Hamden, CT Aug 2008 - May 2009 < 1
Ubs Financial Services Albany, NY Jun 2008 - Aug 2008 < 1
Unemployed Hamden, CT Aug 2007 - Jun 2008 < 1
Aroma Osteria Wappingers Falls, NY Jun 2007 - Aug 2007 < 1
Unemployed Hamden, CT Aug 2002 - Jun 2007 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2009
Contact Info for Eric S. Johnson
Phone Number: 800-637-7455
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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