Thomas Murphy, financial advisor Poughkeepsie NY
89 score

Thomas Murphy

CRD Number: 6232128
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Thomas Murphy (CRD# 6232128) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Poughkeepsie, NY and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Poughkeepsie, NY Mar 2014 - Current 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Poughkeepsie, NY Jul 2013 - Current 3
Retired Hopewell Junction, NY Apr 2012 - Jul 2013 1
Ibm Corporation Poughkeepsie, NY Sep 1976 - Apr 2012 35
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2013
Contact Info for Thomas E. Murphy
Phone Number: 800-637-7455
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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