Ronald SmithCRD Number: 428893
Current Firm: Next Financial Group, Inc.
Ronald Smith (CRD# 428893) is an Investment Advisor Representative working at Next Financial Group, Inc. in Powhatan, VA and has over 30 years of experience in the finance industry.
Frontier Financial Partners, LLC
Silvercrest Asset Management Group LLC
Raymond James Financial Services Advisors, Inc.
|Next Financial Group, Inc.||Powhatan, VA||Jul 2005 - Current||17|
|Capital Management Advisory,inc||Richmond, VA||Aug 1985 - Current||37|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1992|
|S65||NASAA Investment Advisors Law Examination||Apr 1993|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management3,110MILLIONS
Total Number of Accounts15,664ACCOUNTS
Average Account Value$198,572
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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