James Holcomb, financial advisor Prairie Village KS

James Holcomb

CRD Number: 2200239
Current Firm: Westward Investment Advisory

James Holcomb (CRD# 2200239) is an Investment Advisor Representative working at Westward Investment Advisory in Prairie Village, KS and has over 25 years of experience in the finance industry.

Similar Advisors
James Claiborne, financial advisor Prairie Village KS
James C. Claiborne
CRD# 2074636
Financial Partners Group, Inc.
Similar Advisors
Glenn Able, financial advisor Prairie Village KS
Glenn P. Able
CRD# 1380183
Creative Planning
Similar Advisors
Michael Abramson, financial advisor Prairie Village KS
Michael N. Abramson
CRD# 5216324
Mariner Wealth
Company Name Location Dates Years
Westward Investment Advisory Prairie Village, KS Aug 2015 - Current 8
Breitenbach Ia Milwaukee, WI Jul 2012 - Current 11
Central States Capital Markets LLC Prairie Village, KS Aug 2015 - May 2017 1
Compass Securities Corporation Braintree, MA Jun 2014 - Sep 2015 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1998
S66 NASAA Uniform Combined State Law Examination Jul 2014
Contact Info for James M. Holcomb
Phone Number: 414-716-6300
Registered State(s):
  • KS
  • TX
  • WI
By the Numbers
  • Total Assets Under Management
    397
    MILLIONS
  • Total Number of Accounts
    53
    ACCOUNTS
  • Average Account Value
    $7,498,375
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

KS, TX, WI

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.