Adam Smith, financial advisor Prescott AZ

Adam Smith

CRD Number: 5170523
Current Firm: State Farm Investment Management Corp.

Adam Smith (CRD# 5170523) is an Investment Advisor Representative working at State Farm Investment Management Corp. in Prescott, AZ and has over 17 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
State Farm Investment Management Corp Prescott, AZ Jan 2022 - Current 2
State Farm Insurance Prescott, AZ Jun 2020 - Current 3
State Farm Vp Management Corp Prescott, AZ Jun 2020 - Current 3
State Farm Insurance Highlands Ranch, CO Jan 2020 - Jun 2020 < 1
State Farm Vp Management Corp Highlands Ranch, CO Jan 2020 - Jun 2020 < 1
State Farm Vp Management Corp. Englewood, CO Mar 2013 - Jan 2020 6
State Farm Insurance Englewood, CO Mar 2013 - Jan 2020 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2006
Contact Info for Adam L. Smith
Phone Number: 800-447-0740
Registered State(s):
  • AZ
  • CO
  • NM
By the Numbers
  • Total Assets Under Management
    10,165
    MILLIONS
  • Total Number of Accounts
    4
    ACCOUNTS
  • Average Account Value
    $2,541,134,043
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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