Brandon Montoya, financial advisor Prescott AZ
53 score

Brandon Montoya

CRD Number: 6155790
Current Firm: Montoya Wealth Management

Brandon Montoya (CRD# 6155790) is an Investment Advisor Representative working at Montoya Wealth Management in Prescott, AZ and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Montoya Wealth Management Group LLC Prescott, AZ Jul 2016 - Current 1
Bank Of America, N.a. Scottsdale, AZ Nov 2015 - Jul 2016 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Scottsdale, AZ Sep 2015 - Jul 2016 < 1
Jpmorgan Securities LLC Prescott, AZ Jul 2013 - Sep 2015 2
Edward Jones St Louis, MO Jan 2013 - Jun 2013 < 1
Wells Fargo Bank N.a. Prescott, AZ Nov 2011 - Jan 2013 1
Fortner Law Firm Prescott, AZ Feb 2011 - Nov 2011 < 1
New Frontiers Natural Marketplace Prescott, AZ Mar 2005 - Feb 2011 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Brandon J. Montoya
Phone Number: 928-460-0972
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    2
    MILLIONS
  • Total Number of Accounts
    15
    ACCOUNTS
  • Average Account Value
    $100,000
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AZ

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BADGES
53

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