Brandon Montoya, financial advisor Prescott AZ
78 score

Brandon Montoya

CRD Number: 6155790
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Brandon Montoya (CRD# 6155790) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Prescott, AZ and has over 3 years of experience in the finance industry.

Similar Advisors
Alan Anderson, financial advisor Prescott AZ
Alan A. Anderson
CRD# 4881991
Yavapai Financial Planning, LLC
Score
96
Similar Advisors
Michael Bacci, financial advisor Prescott AZ
Michael R. Bacci
CRD# 3185060
Royal Alliance Associates, Inc.
Score
96
Similar Advisors
Trent Bowers, financial advisor Prescott AZ
Trent A. Bowers
CRD# 4016539
Narus Financial Partners, LLC
Score
96
Company Name Location Dates Years
Bank Of America, N.a. Scottsdale, AZ Nov 2015 - Current 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Scottsdale, AZ Sep 2015 - Current 1
Jpmorgan Securities LLC Prescott, AZ Jul 2013 - Sep 2015 2
Edward Jones St Louis, MO Jan 2013 - Jun 2013 < 1
Wells Fargo Bank N.a. Prescott, AZ Nov 2011 - Jan 2013 1
Fortner Law Firm Prescott, AZ Feb 2011 - Nov 2011 < 1
Fry's Foods Tolleson, AZ Sep 2011 - Sep 2011 < 1
New Frontiers Natural Marketplace Prescott, AZ Mar 2005 - Feb 2011 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Brandon J. Montoya
Phone Number: 800-637-7455
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Brandon Montoya and other advisors.
BADGES
78

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.