Jake Carlson, financial advisor Prescott AZ
90 score

Jake Carlson

CRD Number: 5963627
Current Firm: Stratos Wealth Partners, Ltd

Jake Carlson (CRD# 5963627) is an Investment Advisor Representative working at Stratos Wealth Partners, Ltd in Prescott, AZ and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial, LLC Prescott, AZ Jun 2015 - Current 1
Stratos Wealth Partners Prescott, AZ Jun 2015 - Current 1
Wells Fargo Advisors Prescott, AZ Oct 2013 - Jun 2015 1
The Vanguard Group, Inc. Scottsdale, AZ Aug 2011 - Jul 2013 1
Wells Fargo Bank Sun City, AZ Apr 2010 - Aug 2011 1
Recreational Equipment Inc. Phoenix, AZ May 2008 - Apr 2010 1
Compass Mortgage Inc. Warrenville, AZ May 2003 - Oct 2008 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2011
S66 NASAA Uniform Combined State Law Examination Oct 2013
Contact Info for Jake A. Carlson
Phone Number: 440-519-2500
Registered State(s):
  • AZ
  • TX
  • LA
By the Numbers
  • Total Assets Under Management
    3,101
    MILLIONS
  • Total Number of Accounts
    16,439
    ACCOUNTS
  • Average Account Value
    $188,637
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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