Jake Carlson, financial advisor Prescott AZ
93 score

Jake Carlson

CRD Number: 5963627
Current Firm: J.p. Morgan Securities LLC

Jake Carlson (CRD# 5963627) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Prescott, AZ and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Jp Morgan Securities, LLC Prescott, AZ Feb 2017 - Current 1
Jp Morgan Chase Bank Prescott, AZ Feb 2017 - Current 1
J A Carlson, LLC Prescott, AZ Jul 2015 - Jun 2017 1
Lpl Financial, LLC Prescott, AZ Jun 2015 - Aug 2016 1
Stratos Wealth Partners Prescott, AZ Jun 2015 - Aug 2016 1
Mass Mutual Life Insurance Prescott, AZ Jun 2015 - Aug 2016 1
Wells Fargo Advisors Prescott, AZ Oct 2013 - Jun 2015 1
Unemployed Phoenix, AZ Jun 2013 - Sep 2013 < 1
Vanguard Marketing Corporation Scottsdale, AZ Aug 2011 - May 2013 1
Wells Fargo Bank Sun City, AZ Apr 2010 - Aug 2011 1
Recreational Equipment Inc. Phoenix, AZ May 2008 - May 2010 2
Compass Mortgage Inc. Phoenix, AZ May 2003 - Oct 2008 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2011
S66 NASAA Uniform Combined State Law Examination Oct 2013
Contact Info for Jake A. Carlson
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • AZ
  • TX
By the Numbers
  • Total Assets Under Management
    81,562
    MILLIONS
  • Total Number of Accounts
    376,424
    ACCOUNTS
  • Average Account Value
    $216,675
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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