Roger Nusbaum, financial advisor Prescott AZ
93 score

Roger Nusbaum

CRD Number: 1291942
Current Firm: Your Source Financial

Roger Nusbaum (CRD# 1291942) is an Investment Advisor Representative working at Your Source Financial in Prescott, AZ and has over 26 years of experience in the finance industry.

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Company Name Location Dates Years
Your Source Financial, P.l.c. Phoenix, AZ Jul 2004 - Current 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1989
S65 NASAA Investment Advisors Law Examination Nov 2002
S66 NASAA Uniform Combined State Law Examination Sep 2004
Contact Info for Roger Nusbaum
Phone Number: 602-343-1700
Firm Website: http://www.ysfi.com
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    156
    MILLIONS
  • Total Number of Accounts
    581
    ACCOUNTS
  • Average Account Value
    $269,195
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AZ, CA, IL

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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