Stephanie Sterling, financial advisor Prescott AZ

Stephanie Sterling

CRD Number: 4558909
Current Firm: Stratos Wealth Partners, Ltd

Stephanie Sterling (CRD# 4558909) is an Investment Advisor Representative working at Stratos Wealth Partners, Ltd in Prescott, AZ and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Prescott, AZ Jun 2018 - Current 5
Stratos Wealth Partners, Ltd Prescott, AZ Jun 2018 - Current 5
Hosler Wealth Management, LLC Prescott, AZ Aug 2000 - Jun 2018 17
Commonwealth Financial Network Waltham, MA Nov 2004 - May 2018 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2003
S66 NASAA Uniform Combined State Law Examination Oct 2012
Contact Info for Stephanie B. Sterling
Phone Number: 440-519-2500
Registered State(s):
  • AZ
  • TX
By the Numbers
  • Total Assets Under Management
    10,316
    MILLIONS
  • Total Number of Accounts
    33,863
    ACCOUNTS
  • Average Account Value
    $304,647
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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