Phillip KingCRD Number: 1839137
Current Firm: Calton & Associates, Inc.
Phillip King (CRD# 1839137) is an Investment Advisor Representative working at Calton & Associates, Inc. in Prestonsburg, KY and has over 29 years of experience in the finance industry.
Calton & Associates, Inc.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|Calton & Associates, Inc.||Pikeville, KY||Jul 1999 - Current||18|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1988|
|S65||NASAA Investment Advisors Law Examination||Jul 2004|
- Customer Dispute
Total Assets Under Management416MILLIONS
Total Number of Accounts2,834ACCOUNTS
Average Account Value$146,681
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV