John Smith (CRD# 2785014) is an Investment Advisor Representative working at Robert W. Baird & Company Incorporated in Princeton, IN and has over 27 years of experience in the finance industry.
CRD# 6546058
Cambridge Investment Research Advisors, Inc.
CRD# 6589194
Edward Jones
CRD# 2381446
Aydt Investment Management, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Robert W. Baird & Company Incorporated | Princeton, IN | Oct 2019 - Current | 4 |
| Jjb Hilliard Wl Lyons LLC | Louisville, KY | Jun 2017 - Current | 6 |
| Edward Jones | St Louis, MO | Nov 2001 - Jun 2017 | 15 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1996 |
| S65 | NASAA Investment Advisors Law Examination | May 2000 |
| S66 | NASAA Uniform Combined State Law Examination | Dec 2006 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IN
- TX
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Total Assets Under Management287,515MILLIONS
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Total Number of Accounts331,500ACCOUNTS
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Average Account Value$867,315
- A percentage of assets under your management
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