David Shaw (CRD# 5337265) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Manasquan, NJ and has over 16 years of experience in the finance industry.
CRD# 2083423
Main Street Financial Solutions, LLC
CRD# 4874990
Prudential Financial Planning Services
CRD# 2130640
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Advisor Networks LLC | Manasquan, NJ | Aug 2023 - Current | < 1 |
| Cetera Investment Advisers LLC | Schaumburg, IL | Aug 2023 - Current | < 1 |
| Allied Wealth Partners | Manasquan, NJ | Sep 2020 - Current | 3 |
| Minnesota Life Insurance Company | St Paul, MN | Sep 2020 - Aug 2023 | 2 |
| Securian Financial Services Inc. | St Paul, MN | Sep 2020 - Aug 2023 | 2 |
| Edward Jones | St Louis, MO | May 2016 - Sep 2020 | 4 |
| Metlife Securities Inc. | Fairfield, NJ | Jan 2015 - May 2016 | 1 |
| New England Securities | Wall Township, NJ | Aug 2008 - May 2016 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jul 2007 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NJ
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
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- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
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- Educational seminars/workshops
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