Richard Sargeaunt, financial advisor Princeton NJ
93 score

Richard Sargeaunt

CRD Number: 4510541
Current Firm: New Century Financial Group, LLC

Richard Sargeaunt (CRD# 4510541) is an Investment Advisor Representative working at New Century Financial Group, LLC in Princeton, NJ and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Royal Alliance Associates, Inc. Princeton, NJ Mar 2007 - Current 9
Fulton Financial Advisors Lancaster, PA Aug 2006 - Current 10
Primevest Financial Services, Inc. St. Cloud, MN Aug 2006 - Mar 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2002
Contact Info for Richard Sargeaunt
Phone Number: (609)924-2049
Firm Website: http://www.ncfg.com
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    208
    MILLIONS
  • Total Number of Accounts
    1,369
    ACCOUNTS
  • Average Account Value
    $151,790
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Market timing services
Types of Clients
Registered States

AZ, CA, CO, CT, FL, IL, LA, MA, MO, NC, NH, NJ, NY, OH, PA, PR, TN, TX, VA, WA, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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