Samantha Lompado, financial advisor Princeton NJ
90 score

Samantha Lompado

CRD Number: 5893501
Current Firm: Northwestern Mutual Investment Services,llc

Samantha Lompado (CRD# 5893501) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Princeton, NJ and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services, LLC Princeton, NJ Sep 2012 - Current 4
Northwestern Mutual Life Insurance Company Milwaukee, WI Feb 2011 - Current 5
Northwestern Mutual Investment Services, LLC Princeton, NJ Aug 2013 - Mar 2016 2
Rutgers University New Brunswick, NJ Sep 2007 - Jan 2012 4
Cheesecake Factory Edison, NJ Sep 2009 - Jan 2011 1
Jose Tejas Middlesex, NJ May 2009 - Aug 2009 < 1
Angelo's Brick Oven Pizzaria Howell, NJ May 2004 - Apr 2008 3
Freehold Township High School Freehold, NJ Sep 2004 - May 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2013
S65 NASAA Investment Advisors Law Examination Aug 2013
Contact Info for Samantha J. Lompado
Phone Number: 866-664-7737
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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