Samip Thaker, financial advisor Yardley PA

Samip Thaker

CRD Number: 3026867
Current Firm: Advice And Planning Services

Samip Thaker (CRD# 3026867) is an Investment Advisor Representative working at Advice And Planning Services in Yardley, PA and has over 25 years of experience in the finance industry.

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Company Name Location Dates Years
Tiaa Yardley, PA Mar 2016 - Current 8
Tiaa-cref Individual & Institutional Services, LLC Yardley, PA Mar 2016 - Current 8
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington, NJ Jan 2007 - Mar 2016 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1998
S66 NASAA Uniform Combined State Law Examination Nov 2003
Contact Info for Samip K. Thaker
Phone Number: 212-490-9000
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    30,907
    MILLIONS
  • Total Number of Accounts
    76,892
    ACCOUNTS
  • Average Account Value
    $401,951
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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