Eugene PriceCRD Number: 1979544
Current Firm: Lpl Financial LLC
Eugene Price (CRD# 1979544) is an Investment Advisor Representative working at Lpl Financial LLC in Princeville, HI and has over 27 years of experience in the finance industry.
Aegis Capital Management, Inc.
State Farm Investment Management Corp.
Retirement Wealth Advisors, Inc.
|Lpl Financial LLC||Princeville, HI||Jan 2009 - Current||7|
|Ubs Financial Services Inc.||New York, NY||Jun 1989 - Jan 2009||19|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1989|
|S65||NASAA Investment Advisors Law Examination||Sep 1995|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Customer Dispute
Total Assets Under Management112,086MILLIONS
Total Number of Accounts531,091ACCOUNTS
Average Account Value$211,049
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops