Thomas SchmidCRD Number: 5352019
Current Firm: Nepsis Capital Management, Inc.
Thomas Schmid (CRD# 5352019) is an Investment Advisor Representative working at Nepsis Capital Management, Inc. in Prior Lake, MN and has over 9 years of experience in the finance industry.
Phillip James Financial Company
Allodium Investment Consultants, LLC
Epiq Partners, LLC
|Nepsis Advisor Services, Inc.||Minneapolis, MN||Jun 2013 - Current||3|
|Anchor Capital Management||Savage, MN||Sep 2007 - Jun 2013||5|
|Qa3 Financial Services||Omaha, NE||Jun 2007 - Sep 2007||< 1|
|Shering Plough||Venilworth, NJ||Mar 1996 - May 2007||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2007|
|S65||NASAA Investment Advisors Law Examination||Oct 2009|
Total Assets Under Management262MILLIONS
Total Number of Accounts2,000ACCOUNTS
Average Account Value$131,195
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Educational seminars/workshops
AR, CA, FL, IL, MA, MN, NE, NJ, NY, OR, PA, VI, WA, WI
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