Arthur Duffy, financial advisor Providence RI
93 score

Arthur Duffy

CRD Number: 4604318
Current Firm: Rex Capital Advisors, LLC

Arthur Duffy (CRD# 4604318) is an Investment Advisor Representative working at Rex Capital Advisors, LLC in Providence, RI and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Rex Capital Advisors, LLC Providence, RI Nov 2002 - Current 14
Rex , Inc. Providence, RI Jan 1998 - Current 18
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Nov 2001
Contact Info for Arthur X. Duffy
Phone Number: 401-383-5370
Registered State(s):
  • RI
By the Numbers
  • Total Assets Under Management
    643
    MILLIONS
  • Total Number of Accounts
    606
    ACCOUNTS
  • Average Account Value
    $1,060,444
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

RI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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