Gretchen Mary WallaceCRD Number: 5293933
Current Firm: Oppenheimer & Company Inc.
Gretchen Mary Wallace (CRD# 5293933) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Providence, RI and has over 9 years of experience in the finance industry.
Spinnaker Asset Management Inc.
Balanced Wealth Management, LLC
Financial Independence, LLC
|Oppenheimer & Co||Providence, MI||Apr 2009 - Current||8|
|Citigroup Global Markets Inc.||Providence, RI||Jan 2008 - Apr 2009||1|
|Ameriprise Financial Services, Inc.||Boston, MA||Jan 2006 - Dec 2007||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2008|
Total Assets Under Management9,080MILLIONS
Total Number of Accounts19,246ACCOUNTS
Average Account Value$471,802
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV