Kevin Oates (CRD# 2165472) is an Investment Advisor Representative working at Van Liew Capital Inc. in Providence, RI and has over 32 years of experience in the finance industry.
CRD# 4318531
Integrated Wealth Concepts LLC
CRD# 4030542
Ameriprise Financial Services, LLC
CRD# 6230536
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Van Liew Securities, Inc. | Providence, RI | Apr 1991 - Current | 33 |
| Van Liew Capital Inc. | Providence, RI | Apr 1991 - Current | 33 |
| Van Liew Trust Company | Providence, RI | Apr 1991 - Current | 33 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1991 |
| S65 | NASAA Investment Advisors Law Examination | May 1995 |
- RI
-
Total Assets Under Management53MILLIONS
-
Total Number of Accounts11ACCOUNTS
-
Average Account Value$4,787,096
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
RI
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