Paula Farrell, financial advisor Providence RI
93 score

Paula Farrell

CRD Number: 4580886
Current Firm: Santander Securities

Paula Farrell (CRD# 4580886) is an Investment Advisor Representative working at Santander Securities in Providence, RI and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Santander Securities LLC Guaynabo, PR Sep 2012 - Current 4
Sovereign Bank Boston, MA Mar 2010 - Current 6
Lpl Financial Services Charlotte, NC Mar 2010 - Sep 2012 2
Bank Of America, N.a. Providence, RI Mar 2007 - Mar 2010 3
Banc Of America Investment Services, Inc. Providence, RI Mar 2007 - Mar 2010 3
Unemployed North Smithfield, RI Aug 2006 - Mar 2007 < 1
Cco Investment Services Corp Smithfield, RI Aug 2002 - Aug 2006 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2002
S65 NASAA Investment Advisors Law Examination Nov 2003
Contact Info for Paula J. Farrell
Phone Number: 787-759-5378
Registered State(s):
  • RI
By the Numbers
  • Total Assets Under Management
    556
    MILLIONS
  • Total Number of Accounts
    3,432
    ACCOUNTS
  • Average Account Value
    $162,047
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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