Richard Cavanagh, financial advisor Providence RI
96 score

Richard Cavanagh

CRD Number: 1385102
Current Firm: Whalerock Point Partners, LLC

Richard Cavanagh (CRD# 1385102) is an Investment Advisor Representative working at Whalerock Point Partners, LLC in Providence, RI and has over 30 years of experience in the finance industry. Richard Cavanagh has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Whalerock Capital Partners, LLC Providence, RI May 2006 - Current 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1985
S65 NASAA Investment Advisors Law Examination May 1995
Contact Info for Richard E. Cavanagh
Phone Number: 401-228-7799
Firm Website:
Registered State(s):
  • FL
  • RI
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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