William Hess, financial advisor Providence RI

William Hess

CRD Number: 3159935
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

William Hess (CRD# 3159935) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Providence, RI and has over 22 years of experience in the finance industry.

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Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name Location Dates Years
Bank Of America, N.a. Providence, RI Oct 2019 - Current 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Providence, RI Aug 2019 - Current 2
Mbsc Securities Corporation Boston, MA Apr 2014 - Current 7
Unemployed Mansfield, MA Jan 2018 - Aug 2019 1
Mellon Capital Management Boston, MA Apr 2014 - Dec 2017 3
Unemployed Mansfield, MA May 2013 - Mar 2014 < 1
Hartford Investment Financial Services, LLC Simsbury, CT Dec 2012 - May 2013 < 1
Hartford Life Distributors, LLC Wayne, PA Apr 2010 - May 2013 3
The Hartford Simsbury, CT Jul 2008 - May 2013 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1999
S65 NASAA Investment Advisors Law Examination Sep 2019
Contact Info for William Hess
Phone Number: 800-637-7455
Firm Website: http://www.pbig.ml.com
Registered State(s):
  • RI
By the Numbers
  • Total Assets Under Management
    1,084,544
    MILLIONS
  • Total Number of Accounts
    2,605,171
    ACCOUNTS
  • Average Account Value
    $416,304
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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