Shane Waller, financial advisor Provo UT

Shane Waller

CRD Number: 6121989
Current Firm: Northwestern Mutual Investment Services,llc

Shane Waller (CRD# 6121989) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Provo, UT and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2017 - Current 7
Northwestern Mutual Investment Services, LLC Provo, UT Sep 2013 - Current 10
Northwestern Mutual Life Insurance Company Milwaukee, WI Aug 2013 - Current 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2012
S65 NASAA Investment Advisors Law Examination Dec 2012
Contact Info for Shane J. Waller
Phone Number: 866-950-4644
Registered State(s):
  • UT
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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