Das Barboras-Schlegel, financial advisor Punta Gorda FL
93 score

Das Barboras-Schlegel

CRD Number: 1329338
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Das Barboras-Schlegel (CRD# 1329338) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Punta Gorda, FL and has over 21 years of experience in the finance industry.

Similar Advisors
Laura Amendola, financial advisor Punta Gorda FL
Laura L. Amendola
CRD# 2499428
Raymond James Financial Services Advisors, Inc.
Score
96
Similar Advisors
Andrew Ames, financial advisor Punta Gorda FL
Andrew T. Ames
CRD# 3151155
Signator Investors, Inc.
Score
96
Similar Advisors
Darryll Bauchert, financial advisor Punta Gorda FL
Darryll R. Bauchert
CRD# 1612355
Darryll R. Bauchert, Sr., Mba, Cfp
Score
96
Company Name Location Dates Years
Bank Of America, N.a. Punta Gorda, FL Mar 2012 - Current 4
Merrill Lynch, Pierce, Fenner & Smith Incorporated Punta Gorda, FL Jan 2012 - Current 4
Unemployed Naperville, IL Apr 2010 - Jan 2012 1
Axa Advisors Oakbrook, IL Jan 2010 - Apr 2010 < 1
Unemployed Naperville, IL Jan 2008 - Jan 2010 2
Painewebber Incorporated Oakbrook Terrace, IL Jan 1993 - Jan 2008 15
Lehman Brothers Inc. New York, NY Feb 1988 - Jan 2008 19
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1995
S65 NASAA Investment Advisors Law Examination Jan 1995
Contact Info for Das Barboras-Schlegel
Phone Number: 800-637-7455
Registered State(s):
  • FL
  • TX
  • IL
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Das Barboras-Schlegel and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.