Edward Osborne, financial advisor Punta Gorda FL
86 score

Edward Osborne

CRD Number: 1865000
Current Firm: Retirement Wealth Advisors, Inc.

Edward Osborne (CRD# 1865000) is an Investment Advisor Representative working at Retirement Wealth Advisors, Inc. in Punta Gorda, FL and has over 28 years of experience in the finance industry. Edward Osborne has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Retirement Wealth Advisors, Inc. Jenison, MI Apr 2014 - Current 2
Ed Osborne, Inc. Mars Hill, NC Nov 2010 - Current 6
Cetera Advisor Networks LLC El Segundo, CA Jan 2013 - Apr 2014 1
Financial Network El Segundo, CA Mar 2009 - Dec 2012 3
Metlife Securites Inc. Fort Meyers, FL Dec 2007 - Mar 2009 1
Wachovia Securities, LLC Port Charlotte, FL Sep 2007 - Dec 2007 < 1
Wachovia Securities, LLC Fort Myers, FL Feb 2007 - Sep 2007 < 1
Wachovia Securities, LLC Port Charlotte, FL Feb 2005 - Feb 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1988
S65 NASAA Investment Advisors Law Examination Dec 1995
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Edward J. Osborne
Phone Number: 616-667-2150
Registered State(s):
  • FL
  • NC
By the Numbers
  • Total Assets Under Management
    665
    MILLIONS
  • Total Number of Accounts
    5,954
    ACCOUNTS
  • Average Account Value
    $111,674
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
86

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