James DickeyCRD Number: 3256135
Current Firm: Seacrest Wealth Management, LLC
James Dickey (CRD# 3256135) is an Investment Advisor Representative working at Seacrest Wealth Management, LLC in Purchase, NY and has over 23 years of experience in the finance industry. James Dickey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Lincoln Financial Advisors Corporation
|Seacrest Wealth Management, LLC||Purchase, NY||May 2014 - Current||9|
|Purshe Kaplan Sterling Investments||Albany, NY||Aug 2014 - Apr 2015||< 1|
|Ameriprise Financial Services, Inc.||Columbus, OH||Oct 2009 - Apr 2014||4|
|Ameriprise Advisor Services, Inc.||Columbus, OH||Apr 2009 - Apr 2014||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1999|
|S65||NASAA Investment Advisors Law Examination||Aug 2001|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management1,115MILLIONS
Total Number of Accounts4,125ACCOUNTS
Average Account Value$270,251
- A percentage of assets under your management
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