Kristen Frame, financial advisor Purchase NY
93 score

Kristen Frame

CRD Number: 3187244
Current Firm: Principal Securities, Inc.

Kristen Frame (CRD# 3187244) is an Investment Advisor Representative working at Principal Securities, Inc. in Purchase, NY and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Princor Financial Services Corporation Little Rock, AR Feb 1999 - Current 17
Principal Life Insurance Company Little Rock, AR Jun 1998 - Current 18
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1999
S65 NASAA Investment Advisors Law Examination Dec 2004
Contact Info for Kristen M. Frame
Phone Number: 888-774-6267
Firm Website: http://www.principal.com
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    1,622
    MILLIONS
  • Total Number of Accounts
    15,486
    ACCOUNTS
  • Average Account Value
    $104,766
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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