Frank Gallo (CRD# 2174876) is an Investment Advisor Representative working at Investors Portfolio Services LLC in Puyallup, WA and has over 32 years of experience in the finance industry. Frank Gallo has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5925615
Securities America Advisors, Inc.
CRD# 872944
Abraham & Company, Inc.
CRD# 7043324
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Investors Portfolio Services LLC | Puyallup, WA | Dec 2012 - Current | 11 |
| Frank Gallo | Puyallup, WA | Aug 2006 - Current | 17 |
| Hg Capital LLC | Puyallup, WA | Feb 2002 - Current | 22 |
| Joan M Gallo Trust | Puyallup, WA | Jan 2002 - Current | 22 |
| Frank Gallo | Puyallup, WA | Jan 1995 - Current | 29 |
| Fortune Financial Services, Inc. | Monaca, PA | Mar 2020 - Jan 2024 | 3 |
| Fmt Solutions | Puyallup, WA | Oct 2007 - Dec 2021 | 14 |
| United Planners Financial Services | Scottsdale, AZ | Sep 2016 - Feb 2020 | 3 |
| National Planning Corporation | Puyallup, WA | Jan 2006 - Sep 2016 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1991 |
- TX
- WA
-
Total Assets Under Management186MILLIONS
-
Total Number of Accounts581ACCOUNTS
-
Average Account Value$320,008
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AZ, TX, WA
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