James FarmerCRD Number: 1268068
Current Firm: Lpl Financial LLC
James Farmer (CRD# 1268068) is an Investment Advisor Representative working at Lpl Financial LLC in Quincy, IL and has over 31 years of experience in the finance industry.
Raymond James Financial Services Advisors, Inc.
Cambridge Investment Research Advisors, Inc.
Thrivent Investment Management Inc.
|Lpl Financial LLC||Charlotte, NC||Oct 2013 - Current||4|
|First Bankers Trust Co||Quincy, IL||Jan 2010 - Current||8|
|Cambridge Investment Research, Inc.||Fairfield, IA||Jan 2007 - Aug 2013||6|
|Cambridge Investment Research Advisors, Inc.||Fairfield, IA||Jan 2007 - Aug 2013||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1986|
|S65||NASAA Investment Advisors Law Examination||Nov 1995|
Total Assets Under Management117,248MILLIONS
Total Number of Accounts551,780ACCOUNTS
Average Account Value$212,490
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY