Sara Romaine, financial advisor Quincy MA
94 score

Sara Romaine

CRD Number: 6220961
Current Firm: Commonwealth Financial Network

Sara Romaine (CRD# 6220961) is an Investment Advisor Representative working at Commonwealth Financial Network in Quincy, MA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Commonwealth Financial Network Waltham, MA Sep 2013 - Current 3
Blue Hills Wealth Management Quincy, MA Feb 2013 - Current 3
Staples Inc. Framingham, MA Nov 2011 - Feb 2013 1
Aspen Marketing- Independent Contractor Boston, MA Nov 2011 - Feb 2012 < 1
Amp Agency Boston, MA Jun 2011 - Oct 2011 < 1
Ardeos Restaurant Hyannis, MA May 2011 - Jul 2011 < 1
Romaine Financial Quincy, MA May 2008 - Jun 2011 3
Ursinus College Collegeville, PA Sep 2007 - May 2011 3
Bcbg Max Azria Limerick, PA Jan 2011 - Apr 2011 < 1
Fox And Hound Restaurant King Of Prussia, PA Jan 2011 - Mar 2011 < 1
Amp Agency Boston, MA May 2010 - Aug 2010 < 1
Esprit London, Sep 2009 - Dec 2009 < 1
Bella Of Cape Cod Hyannis, MA Jun 2007 - Aug 2007 < 1
Walpole High School Walpole, MA Sep 2003 - Jun 2007 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2014
S65 NASAA Investment Advisors Law Examination Sep 2014
Contact Info for Sara D. Romaine
By the Numbers
  • Total Assets Under Management
    52,073
    MILLIONS
  • Total Number of Accounts
    229,200
    ACCOUNTS
  • Average Account Value
    $227,194
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
94
Verified Page
Data verified by both the advisor and the public regulatory data.
Clean Record
This advisor has a clean track record with regulators.

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