Anthony Hood, financial advisor Raleigh NC

Anthony Hood

CRD Number: 2990822
Current Firm: Principal Global Investors, LLC

Anthony Hood (CRD# 2990822) is an Investment Advisor Representative working at Principal Global Investors, LLC in Raleigh, NC and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Principal Funds Distributor, Inc. Folsom, CA Jan 2010 - Current 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1998
S65 NASAA Investment Advisors Law Examination Nov 1999
S66 NASAA Uniform Combined State Law Examination Dec 2021
Contact Info for Anthony B. Hood
Phone Number: 800-533-1390
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    340,214
    MILLIONS
  • Total Number of Accounts
    8,616
    ACCOUNTS
  • Average Account Value
    $39,486,294
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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