Caroline SinclairCRD Number: 1093777
Current Firm: Raymond James & Associates, Inc.
Caroline Sinclair (CRD# 1093777) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Raleigh, NC and has over 11 years of experience in the finance industry.
Wiser Financial Coaching, LLC
Signator Investors, Inc.
Hornor, Townsend & Kent, Inc.
|Raymond James And Associates||Raleigh, NC||Dec 2014 - Current||2|
|Edward Jones||Cary, NC||Jun 2005 - Dec 2014||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2005|
|S66||NASAA Uniform Combined State Law Examination||Feb 2007|
Total Assets Under Management91,401MILLIONS
Total Number of Accounts317,837ACCOUNTS
Average Account Value$287,573
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)