David Perkins, financial advisor Raleigh NC
83 score

David Perkins

CRD Number: 1824251
Current Firm: Hatteras Funds, LP

David Perkins (CRD# 1824251) is an Investment Advisor Representative working at Hatteras Funds, LP in Raleigh, NC and has over 29 years of experience in the finance industry.

Similar Advisors
Charles Clifton, financial advisor Raleigh NC
Charles Clifton
CRD# 5982197
Sycamore Financial Planning, LLC
Score
103
Similar Advisors
Mark Courtemanche, CLU, ChFC, financial advisor Raleigh NC
Mark Courtemanche, CLU, ChFC
CRD# 2651246
Portfolio Medics, LLC
Score
103
Similar Advisors
David Crispin, financial advisor Raleigh NC
David R. Crispin
CRD# 5973925
Mml Investors Services, LLC
Score
103
Company Name Location Dates Years
Hatteras Capital Distributors, LLC Raleigh, NC Feb 2007 - Current 11
Hatteras Investment Partners, LLC Raleigh, NC Sep 2003 - Current 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1988
S65 NASAA Investment Advisors Law Examination Sep 1991
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for David B. Perkins
Phone Number: 919-846-2324
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    613
    MILLIONS
  • Total Number of Accounts
    8
    ACCOUNTS
  • Average Account Value
    $76,624,202
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
Types of Clients
Registered States

NC

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
83

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.