David Perkins, financial advisor Raleigh NC
83 score

David Perkins

CRD Number: 1824251
Current Firm: Hatteras Funds, LP

David Perkins (CRD# 1824251) is an Investment Advisor Representative working at Hatteras Funds, LP in Raleigh, NC and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Hatteras Capital Distributors, LLC Raleigh, NC Feb 2007 - Current 9
Hatteras Investment Partners, LLC Raleigh, NC Sep 2003 - Current 13
The Capfinancial Group, Inc. Raleigh, NC Dec 2006 - Jan 2008 1
Capfinancial Partners, LLC Raleigh, NC Dec 2006 - Jan 2008 1
Capfinancial Partners, LLC Raleigh, NC Feb 2003 - Dec 2006 3
The Capfinancial Group, Inc. (fka: Miller,perkins & Associates) Raleigh, NC Oct 1997 - Dec 2006 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1988
S65 NASAA Investment Advisors Law Examination Sep 1991
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for David B. Perkins
Phone Number: 919-846-2324
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    2,140
    MILLIONS
  • Total Number of Accounts
    8
    ACCOUNTS
  • Average Account Value
    $267,465,178
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
Types of Clients
Registered States

NC

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BADGES
83

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