David Twiddy, financial advisor Raleigh NC
93 score

David Twiddy

CRD Number: 1398917
Current Firm: Ameriprise Financial Services, Inc.

David Twiddy (CRD# 1398917) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Raleigh, NC and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services Inc. Raleigh, NC Aug 2012 - Current 5
Brokersxpress, LLC Chicago, IL Jul 2005 - Aug 2012 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1985
S65 NASAA Investment Advisors Law Examination Nov 2012
S66 NASAA Uniform Combined State Law Examination Dec 2003
Contact Info for David M. Twiddy
Phone Number: 612-671-3131
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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