Douglas Gow (CRD# 709653) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Rome, GA and has over 12 years of experience in the finance industry.
CRD# 1981586
Dempsey Lord Smith, LLC
CRD# 1952919
Lpl Financial LLC
CRD# 5429310
Corecap Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Dempsey Lord Smith, LLC | Rome, GA | Feb 2017 - Current | 7 |
| Capital Investment Group, Inc. | Raleigh, NC | Sep 2010 - Feb 2017 | 6 |
| Capital Investment Advisory Services, LLC | Raleigh, NC | Sep 2010 - Feb 2017 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2011 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
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Total Assets Under Management586MILLIONS
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Total Number of Accounts3,106ACCOUNTS
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Average Account Value$188,543
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