Elizabeth BroadwayCRD Number: 6144853
Current Firm: 1st Global Advisors Inc.
Elizabeth Broadway (CRD# 6144853) is an Investment Advisor Representative working at 1st Global Advisors Inc. in Raleigh, NC and has over 3 years of experience in the finance industry.
Wiser Financial Coaching, LLC
Signator Investors, Inc.
Oak City Consulting, LLC
|1st Global Capital Corp||Raleigh, NC||Dec 2012 - Current||4|
|1st Global Advisors, Inc.||Raleigh, NC||Dec 2012 - Current||4|
|Hughes Pittman & Gupton LLP||Raleigh, NC||Nov 2006 - Current||10|
|Williams Overman Pierce LLP||Raleigh, NC||Sep 2003 - Nov 2006||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2013|
Total Assets Under Management7,093MILLIONS
Total Number of Accounts21,134ACCOUNTS
Average Account Value$335,619
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV