Gray Pendleton (CRD# 5968190) is an Investment Advisor Representative working at Pendleton Financial Wealth Management in Raleigh, NC and has over 11 years of experience in the finance industry. Gray Pendleton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2651246
Ae Wealth Management, LLC
CRD# 1158688
Townsend Asset Management Corp.
CRD# 1587979
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Pendleton Financial LLC | Raleigh, NC | May 2023 - Current | < 1 |
| Financial Success Guide, Inc Dba Pendleton Financial | Raleigh, NC | Jan 2017 - Current | 7 |
| (dba) Pendleton Financial | Raleigh, NC | Dec 2010 - Current | 13 |
| Concourse Financial Group Securities Inc (fka Proequities, Inc) | Raleigh, NE | Mar 2013 - Jun 2023 | 10 |
| Concourse Financial Group Securities Inc (fka Proequities, Inc) | Raleigh, NC | Jan 2013 - Jun 2023 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Mar 2013 |
- NC
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Total Assets Under Management110MILLIONS
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Total Number of Accounts284ACCOUNTS
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Average Account Value$389,026
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
NC
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