Jeffrey BrownCRD Number: 1340193
Current Firm: Ubs Financial Services Inc.
Jeffrey Brown (CRD# 1340193) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Raleigh, NC and has over 25 years of experience in the finance industry.
Wiser Financial Coaching, LLC
Signator Investors, Inc.
Hornor, Townsend & Kent, Inc.
|Ubs Financial Services Inc.||Raleigh, NC||Jun 2014 - Current||3|
|Morgan Stanley Smith Barney||Columbia, SC||Sep 2012 - Jun 2014||1|
|Unemployed||Raleigh, NC||Mar 2012 - Sep 2012||< 1|
|Morgan Stanley Smith Barney||Charlotte, NC||Jun 2009 - Mar 2012||2|
|Citigroup Global Markets Inc.||Durham, NC||Jul 1993 - Jun 2009||15|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1992|
|S65||NASAA Investment Advisors Law Examination||Dec 1992|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV