Jon Cook, financial advisor Raleigh NC
86 score

Jon Cook

CRD Number: 1304538
Current Firm: Cook Wealth Management Group LLC

Jon Cook (CRD# 1304538) is an Investment Advisor Representative working at Cook Wealth Management Group LLC in Raleigh, NC and has over 32 years of experience in the finance industry. Jon Cook has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Cook Wealth Management Group LLC Raleigh, NC Feb 2014 - Current 2
Lpl Financial LLC Raleigh, NC Apr 2005 - Current 11
Lpl Financial LLC Raleigh, NC Apr 2005 - Feb 2014 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1984
S65 NASAA Investment Advisors Law Examination Apr 1994
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Jon K. Cook
Phone Number: (919) 784-9100
Registered State(s):
  • MA
  • NC
  • TX
By the Numbers
  • Total Assets Under Management
    259
    MILLIONS
  • Total Number of Accounts
    914
    ACCOUNTS
  • Average Account Value
    $283,193
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

FL, MA, NC, NH, NJ, NY, TX, VA

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BADGES
86

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