Kent ThompsonCRD Number: 1031919
Current Firm: Signator Investors, Inc.
Kent Thompson (CRD# 1031919) is an Investment Advisor Representative working at Signator Investors, Inc. in Raleigh, NC and has over 35 years of experience in the finance industry.
Wiser Financial Coaching, LLC
Signator Investors, Inc.
Hornor, Townsend & Kent, Inc.
|Jhfn Sii||Raleigh, NC||Jun 2013 - Current||4|
|First Allied Advisory Services, Inc.||Chesterfield, MO||Jul 2012 - Jun 2013||< 1|
|First Allied Securities||San Diego, CA||Feb 2009 - Jun 2013||4|
|Lincoln Financial Advisors||Raleigh, NC||Jul 2002 - Jan 2009||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1982|
|S66||NASAA Uniform Combined State Law Examination||Sep 2002|
Total Assets Under Management2,196MILLIONS
Total Number of Accounts25,384ACCOUNTS
Average Account Value$86,500
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV