Laird Hepburn, financial advisor Raleigh NC
93 score

Laird Hepburn

Business-owner Strategies Group

CRD Number: 5484767
Current Firm: Mml Investors Services, LLC
Compensation Model: Both

Laird Hepburn (CRD# 5484767) is a Partner of the Business-owner Strategies Group, a fee-based financial planning firm in Raleigh, NC focused on meeting the needs of professional firms, business owners their families and employees.  

 

He is a fully-licensed Investment Advisor Representative dually registered with MMLIS, LLC and MMLIS Corporate RIA.  He has numerous credentials and significant experience. To learn more, visit:

 

www.bsgadvisers.com

https://www.linkedin.com/company/business-owner-strategies-group

https://www.facebook.com/BsgAdvisers

https://www.linkedin.com/in/lairdhepburn

 

CONTACT
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Professional Designations
Company Name Location Dates Years
MML Investor Services Raleigh, NC Feb 2014 - Current 2
Business-owner Strategies Group, LLC Raleigh, NC Dec 2013 - Current 3
Axa Advisors, LLC New York, NY Aug 2008 - Jan 2014 5
Princor Financial Services Corp Raleigh, NC Jan 2008 - Aug 2008 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2008
S7 General Securities Representative Examination (GS) May 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Advisor's Response :

The firm determined that Mr. Hepburn was not involved with the recommendation to surrender the variable annuities at issue in this complaint, nor with the tax consequences that resulted from the recommendation. Internal case 201523851.

Contact Info for Laird W. Hepburn
Phone Number: 919.901.1038
Advisor Website: http://www.bsgadvisers.com
Registered State(s):
  • NC
  • OH
  • PA
  • VA
By the Numbers
  • Total Assets Under Management
    666
    MILLIONS
  • Total Number of Accounts
    3,874
    ACCOUNTS
  • Average Account Value
    $171,955
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Firm Disclaimer:

Insurance Representative of MassMutual. Registered representative and offers securities and investment advisory services through MML Investor Services, LLC a member of the MassMutual Financial Group.  OSJ 4000 Westchase Blvd Ste 400, Raleigh, NC 27607. (919) 755-3100.  MassMutual Financial Group is a marketing name for Massachusetts Mutual Life Insurance Company (MassMutual) and its affiliated companies, Springfield MA, 01111.  Business-owner Strategies Group is not a subsidiary of MassMutual or its affiliated companies.   CRN201709

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BADGES
93
Verified Page
Data verified by both the advisor and the public regulatory data.

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