CRD Number: 5484767
Current Firm: Mml Investors Services, LLC
Compensation Model: Both
Laird Hepburn (CRD# 5484767) is a Partner of the Business-owner Strategies Group, a fee-based financial planning firm in Raleigh, NC focused on meeting the needs of professional firms, business owners their families and employees.
He is a fully-licensed Investment Advisor Representative dually registered with MMLIS, LLC and MMLIS Corporate RIA. He has numerous credentials and significant experience. To learn more, visit:
Wiser Financial Coaching, LLC
Signator Investors, Inc.
Oak City Consulting, LLC
|MML Investor Services||Raleigh, NC||Feb 2014 - Current||3|
|Business-owner Strategies Group, LLC||Raleigh, NC||Dec 2013 - Current||3|
|Axa Advisors, LLC||New York, NY||Aug 2008 - Jan 2014||5|
|Princor Financial Services Corp||Raleigh, NC||Jan 2008 - Aug 2008||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2008|
|S7||General Securities Representative Examination (GS)||May 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
The firm determined that Mr. Hepburn was not involved with the recommendation to surrender the variable annuities at issue in this complaint, nor with the tax consequences that resulted from the recommendation. Internal case 201523851.
Total Assets Under Management666MILLIONS
Total Number of Accounts3,874ACCOUNTS
Average Account Value$171,955
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
Insurance Representative of MassMutual. Registered representative and offers securities and investment advisory services through MML Investor Services, LLC a member of the MassMutual Financial Group. OSJ 4000 Westchase Blvd Ste 400, Raleigh, NC 27607. (919) 755-3100. MassMutual Financial Group is a marketing name for Massachusetts Mutual Life Insurance Company (MassMutual) and its affiliated companies, Springfield MA, 01111. Business-owner Strategies Group is not a subsidiary of MassMutual or its affiliated companies. CRN201709
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