Nicholas Murphy, financial advisor Raleigh NC
96 score

Nicholas Murphy

CRD Number: 4557550
Current Firm: Rbc Capital Markets, LLC

Nicholas Murphy (CRD# 4557550) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Raleigh, NC and has over 14 years of experience in the finance industry. Nicholas Murphy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Rbc Capital Markets Corporation Raleigh, NC Mar 2008 - Current 8
Strayer University Raleigh , NC Mar 2004 - Current 12
Rbc Dain Rauscher Durham, NC Oct 2006 - Mar 2008 1
Rbc Centura Securities Durham, NC Aug 2004 - Oct 2006 2
Rbc Centura Bank Durham, NC Jul 2004 - Oct 2006 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2002
Contact Info for Nicholas J. Murphy
Phone Number: 212-858-7000
Firm Website: https://www.rbccm.com
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    76,274
    MILLIONS
  • Total Number of Accounts
    192,243
    ACCOUNTS
  • Average Account Value
    $396,757
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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