Thomas Kemp, financial advisor Raleigh NC
88 score

Thomas Kemp

CRD Number: 6287138
Current Firm: Ftb Advisors, Inc.

Thomas Kemp (CRD# 6287138) is an Investment Advisor Representative working at Ftb Advisors, Inc. in Raleigh, NC and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Ftb Advisors, Inc. Raleigh, NC Jun 2016 - Current 1
Lpl Financial LLC Morrisville, NC Apr 2014 - Jun 2016 2
Capital Bank Morrisville, NC Jan 2014 - Jun 2016 2
Rhodes Law Firm, Pc Martinez, GA Jul 2012 - Dec 2013 1
Taxslayer, LLC Evans, GA Nov 2011 - Apr 2012 < 1
Augusta Rowing Club Augusta, GA Jul 2011 - Dec 2011 < 1
Uga Food Services Athens, GA Apr 2009 - May 2011 2
University Of Georgia Athens, GA Jan 2009 - May 2011 2
Rhodes Law Firm, P.c. Augusta, GA Feb 2008 - Dec 2008 < 1
Augusta State University Augusta, GA Aug 2007 - Dec 2008 1
Augusta Rowing Club Augusta, GA Aug 2007 - Feb 2008 < 1
Lakeside High School Evans, GA Aug 2006 - May 2007 < 1
Ripkin Baseball Augusta, GA Apr 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2014
Contact Info for Thomas C. Kemp
Phone Number: 901-818-6065
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    4,123
    MILLIONS
  • Total Number of Accounts
    4,572
    ACCOUNTS
  • Average Account Value
    $901,790
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AR, AZ, CA, CO, FL, GA, IL, IN, KY, LA, MA, MD, MI, MO, MS, NC, NE, NJ, NY, OH, OK, PA, SC, TN, TX, VA, WA, WI

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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